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Bio: Donald W. Pfaff

(most recent update, March/2006)
Rockefeller University Office of Communications and Public Affairs

Donald W. Pfaff, Ph.D., professor and head of the Laboratory of Neurobiology and Behavior at The Rockefeller University, is a brain scientist who uses neuroanatomical, neurochemical and neurophysiological methods to study the cellular mechanisms by which the brain controls behavior. His laboratory's research has proceeded through four steps to demonstrate how steroid hormone effects on nerve cells can direct natural, instinctive behaviors.

First, Pfaff is known for discovering exact cellular targets for steroid hormones in the brain. A system of hypothalamic and limbic forebrain neurons with sex hormone receptors, discovered in rodents, was later found to be present in species ranging from fish through primates. This hormone-sensitive system apparently is a general feature of the vertebrate brain. His lab recently found that "knocking out" the gene for the estrogen receptor in animals prevents female reproductive behavior. Surprisingly, that single gene deletion resulted both in masculinizing female animals and, counterintuitively, feminizing males' behavior.

Secondly, his lab at Rockefeller then worked out the neural circuitry for hormone-dependent female reproductive behavior, the first behavior circuit elucidated for any mammal. Third, he and his colleagues demonstrated several genes that are "turned on" by estrogens in the forebrain. Fourth, in turn, their gene products facilitate reproductive behavior. For example, the induction of one of them, the gene for the progesterone receptor, showed that the hormone estrogen could turn on another transcription factor important, in turn, for behavioral control. Regulated gene expression in the brain participates in the control of behavior.

Taken together, these four advances proved that specific chemicals acting in specific parts of the brain determine individual behavioral responses.

While two genetic transcription factors, estrogen receptor and progesterone receptor, cooperate with each other to promote reproductive behavior, another transcription factor, thyroid hormone receptor, actually interferes with estrogenic actions. Seasonal environmental changes, raising thyroid hormone levels, can block reproductive behaviors when they would be biologically inappropriate.

In an experiment that lent support to the concept of the "unity of the body," Pfaff found that the nervous system protein GnRH promotes reproductive behavior as well as directing the pituitary to stimulate the ovaries and testes. This action of GnRH renders instinctive behaviors congruent with the physiology of reproductive organs elsewhere in the body.

Pfaff's lab subsequently discovered that GnRH-producing neurons are not actually born in the brain as other neurons are. Instead, during embryonic development, they are born in the olfactory epithelium. Once born, they migrate up the nose and into the forebrain. In humans, interruption of that migration, especially in men, causes a state in which the body does not produce adequate amounts of the sex hormone testosterone. This hypogonadal state is associated with a loss of libido.

In 2003, Pfaff received an NIH MERIT Award for the study of generalized arousal, responsible for activating all behavioral responses.. His team formulated the first operational definition of nervous system arousal, enabling scientists to measure arousal quantitatively in laboratory animals, as well as in human beings. In humans, deficits in arousal contribute to such cognitive problems as attention deficit hyperactivity disorder, autism and Alzheimer's disease. Erosion of arousal also may account for some of the mental difficulties that people face as they age. Understanding generalized arousal may help scientists develop pharmacological methods to enhance alertness during the day and sleep at night. Analyzing the mechanisms of arousal may also lead to a more precise anesthesiology.

Pfaff has made fundamental contributions to our understanding of how the administration of sex hormones can affect health. Pfaff's lab recently showed that giving hormone doses in pulses, rather than as a steady exposure, may maximize the benefits and limit the side effects now associated with hormone therapies. By giving estrogen replacement to the rats, the scientists studied the actions of the hormone at the level of the brain cell's protective outer membrane, and inside the nucleus where the cell's DNA is housed. They found that both the membrane and the DNA pathways are crucial, with one facilitating the other, in triggering hormone-dependent gene expression and female mating behavior. By limiting the estrogen exposure of to short pulses, the total dose can be kept much smaller than with steady delivery, and therefore some of the negative effects will be reduced.

Born in Rochester, N.Y., on December 9, 1939, he received the A.B. degree magna cum laude from Harvard College in 1961 and a Ph.D. from the Massachusetts Institute of Technology in 1965. He held a National Merit Scholarship, Harvard National Scholarship, Woodrow Wilson Fellowship, MIT President's Award Fellowship, National Institutes of Health Predoctoral Fellowship and National Science Foundation Postdoctoral Fellowship.

Pfaff joined The Rockefeller University in 1966 as a postdoctoral fellow. He was named assistant professor in 1969, associate professor in 1971, granted tenure in 1973 and promoted to full professor in 1978.

He is a member of the U.S. National Academy of Sciences and a fellow of the American Academy of Arts and Sciences. He also is a member of several scientific organizations related to studies of the central nervous system.

He is the author of "Estrogens and Brain Function" (Springer, 1980); "Drive: Neurobiological and Molecular Mechanisms of Sexual Motivation" (MIT Press, 1999); and "Brain Arousal and Information Theory" (Harvard University Press, 2005). He has edited 'The Physiological Bases of Motivation' (1982), 'Ethical Questions in Brain and Behavior' (1984), 'Genetic Influences on the Nervous System' (CRC Press, 1999) and 'Hormones, Brain and Behavior' (5 volumes, Academic Press, 2002). He also is on the editorial boards of several scientific journals.

Pfaff and his first wife, the poet Stephanie Strickland, have three children: Robin (Palo Alto, Calif.), Alexander (New York, N.Y.) and Douglas (New York, N.Y.).

(most recent update, March/2006) Rockefeller University Office of Communications and Public Affairs Donald W. Pfaff, Ph.D., professor and head of the Laboratory of Neurobiology and Behavior at The R